Company profiles

One section per company. Fields come straight from the coded dataset — where a value is missing, the reason is shown rather than the field being quietly dropped.

10 of 100 companies are researched. Explore the raw table →

Researched

2ND ENGINE

2ND ENGINE claims to give advisors institutional-grade portfolio construction analytics so they can show clients defensible, measurable value. It positions itself as a single system of tools, consulting and proprietary data that surfaces whether portfolio risks are intentional and appropriately allocated.

secondengine.pictoninvestments.com · Toronto, Canada · Founded 2024 · Subsidiary

Products

• 2ND ENGINE — A portfolio-construction platform combining analytical tools, expert consulting and proprietary data for advisors and enterprises.
• Beta Footprint — Proprietary multi-asset risk factor model used to decompose where portfolio risk actually comes from.

Gaps: pricing_detail, funding_total_usd, last_round, employee_band

2ND ENGINE is not a standalone company: it is a division/platform of Picton Mahoney Asset Management (marketed as PICTON Investments), a Toronto-based alternative-asset manager with ~C$19.3B AUM, launched in 2024. Startup-shaped fields (funding_total_usd, last_round) are therefore not_applicable and large_incumbent is coded true on the basis of the parent, not the platform itself. Category runner-up is data_analytics — the product is essentially risk/portfolio analytics delivered to advisors — but the company leads with portfolio construction, so portfolio_mgmt was chosen. advisor_platform is a third plausible reading. The site is bilingual (/en paths) and served under the parent domain; there is no independent 2ndengine.com corporate domain. Mike Lynds is named as President of 2ND ENGINE. The platform is sold to advisors, investment dealers (white-labeled) and family offices; the dealer channel could also support a bank/wealth_manager coding. Employee count could not be separated from the parent firm.

Abbove

Abbove claims to solve the problem of fragmented, static wealth data by giving advisors and client families one structured, continuously updated 360° view of assets, liabilities and income. It positions this shared view as the basis for proactive, goal-based and multi-generational wealth conversations that private banks can deliver at scale under their own brand.

abbove.com · Brussels, Belgium · Founded 2017 · VC-backed

Products

• Abbove wealth planning platform — White-label collaborative wealth planning platform giving advisors and client families a shared 360° inventory of assets, liabilities and income, with goals, cash-flow simulations, succession planning, reporting and a digital vault.

Gaps: pricing_detail, employee_band

Renamed from PaxFamilia to Abbove; the legal/operating entity behind the platform was GuiSquare. Runner-up category is investor_engagement — the platform's own positioning leads on advisor-client collaboration and engagement, but financial_planning is the primary fit. Funding figure is a EUR→USD conversion of the disclosed €1.4m 2021 seed at roughly 1.2; no USD figure is published, and no later round was found, so funding_total_usd is coded low confidence. ownership=private_vc is approximate: the disclosed backers are a corporate strategic (BNP Paribas Fortis) and a family investor rather than a classic VC fund. Certifications (ISO 27001, ISAE 3000 Type 2) are assurance credentials, not IP in the patent sense — unique_ip is flagged low for verification.

Alloq

Alloq claims to replace fragmented, manual front-office tooling with a single SaaS platform that automates rebalancing, allocation and currency hedging across complex institutional multi-asset portfolios and mandates. It positions itself as Europe's leading platform of its kind, claiming daily rebalancing and FX hedging of €841bn in institutional assets with full auditability of calculations and overrides.

alloq.com · Rotterdam, Netherlands · 11-50 staff · Subsidiary

Products

• Asset Allocation & Rebalancing — Automated rebalancing and allocation across complex multi-asset portfolios and mandates.
• Currency Hedging — FX hedging / currency overlay for institutional portfolios.
• Balance Management — Management of portfolio balances and cash allocation.
• Performance Allocation — Performance allocation module, stated as in development.
• Total Portfolio Management — Total portfolio management module, stated as in development.

Gaps: founded_year, pricing_detail, funding_total_usd, last_round

Founding year unresolved: alloq.com/about states 2021 while the company's own LinkedIn profile states 2019 — two sources of comparable role disagree, so founded_year is coded as conflict_unresolved. Runner-up category is risk_compliance (the platform's FX-hedging/LDI and auditability positioning), but the company leads with rebalancing and allocation, i.e. portfolio_mgmt. Ownership coded subsidiary on the basis that Alloq appears as a product on VI Company's own products page and Alloq's about page says 'Supported by VI Company'; the exact legal relationship (subsidiary vs. venture-builder backing) is not stated publicly, hence low confidence. AUM claims are inconsistent across sources (€841bn daily rebalanced/FX-hedged on alloq.com vs. a third-party claim of '>€200 billion assets under management'); only the company-official €841bn figure is cited. Customer segment is coded asset_manager plus wealth_manager, but the company's own language is consistently 'institutional asset managers' and 'asset owners' (e.g. pension funds), a segment the codebook does not cleanly express.

ARQA

ARQA claims wealth managers know the data they want but cannot easily access it because their technology stacks are fragmented; its AI-native platform unifies portfolio data, document extraction and process automation in one place. The company positions this as letting advisors analyze portfolios, generate insights and serve clients faster.

arqa.ai · Miami, United States · Founded 2022 · 11-50 staff · VC-backed

Products

• ARQA AI — Conversational, data-agnostic AI chat layer that lets users query portfolio and client data in natural language.
• KorScript — AI data-extraction tool that converts custodian, investment and tax statements into structured, actionable data and transactions.
• Workflows — No-code, natural-language workflow builder that orchestrates multi-step financial processes via AI agents across connected platforms.
• CRM — Client relationship and ownership-structure management for advisory firms.
• Portfolio Accounting — Centralized aggregation of portfolio and financial data for accounting and reporting.

Gaps: pricing_detail

Legal entity is Altair Wealth Systems Holdings, LLC (per site footer and CB Insights/Crunchbase profile slug 'altair-wealth-systems'). NAME COLLISION WARNING: distinct from (a) Arqa Technologies, a Russian trading-software vendor with its own Wealth Mosaic profile, and (b) Arca, an AI-native wealth manager that raised $64m in June 2026 — neither is this unit. Category runner-up is data_analytics: the original 2024 launch positioning led with AI Chat over portfolio data, but current positioning leads with an end-to-end advisor platform (CRM, accounting, workflows, reporting), so advisor_platform was chosen. Co-founders: Haik Sahakyan (CEO) and Pete DiLorenzo. Funding data could not be confirmed against Crunchbase or Crustdata directly (both returned HTTP 403); the $4.7m figure rests on CB Insights plus search-summary corroboration, and the round label 'Seed' and 2022-08 date come from search summaries rather than a page I could quote — hence low confidence on last_round. Employee count (16) likewise comes from Crustdata via search summary only. Awards context: winner of the Disruptors category at the 2025 Wealth Management Industry Awards; 2026 Wealthies finalist for AI-Powered Data Extraction (KorScript) and CEO of the Year.

Asset-Map

Asset-Map claims that traditional long-form financial plans fail to engage clients, and replaces them with a single-page visual map of a household's members, assets, liabilities, cash flows, and insurance. It positions this shared visual as the way to turn complex plans into clear conversations that clients can actually comprehend and act on.

asset-map.com · Philadelphia, United States · Founded 2013 · 11-50 staff · VC-backed

Products

• Asset-Map Report — Visual reports that simplify complexity into a one-page view of a household's financial life.
• Target-Maps — Visualize goals and priorities to align your team and clients.
• Signals — Proactively identify areas that need attention using smart indicators.
• Client Portal — Clients can securely view and engage with their financial landscape anytime.
• Discovery Interview — Guide conversations with structured questions to capture key data faster.
• Stencils — Templates that reflect common household types and client segments.
• Drafts — Sketch out potential scenarios before finalizing recommendations.
• Priorities — Uncover your client's 'why,' build trust, and connect money decisions to goals.
• Relationships — Reveal the 'who' behind your client's 'why' for better planning.

Founding-year conflict: company-official press release says "Founded by financial advisor H. Adam Holt, CFP® in 2013", while aggregators (Tracxn, ZoomInfo) list 2008. Coded 2013 on the company-official source; 2008 likely reflects an earlier predecessor entity. Runner-up category is investor_engagement — Asset-Map leads with planning but its core claim is advisor-client conversation/engagement rather than plan computation; it is not a cash-flow projection engine and is often deployed alongside one. HQ address also conflicts across sources (533 E Girard Ave in the 2023 release vs 225 Arch St on The Wealth Mosaic); both are Philadelphia, so hq_city is unaffected. Usage stats grew from 1.25m people/$1.5tn (2023 release) to 2.14m people/$1.6tn (current site). Distribution deal: LPL Financial strategic agreement announced 2024-09.

Banríon Capital Management Inc.

Independent advisors have lacked efficient, compliant access to private markets; Banríon claims to solve this by combining marketplace access, manager due diligence, operational workflows and portfolio construction in one platform so advisors can allocate to alternatives at scale.

banrioncapital.com · Wilmette, Illinois, United States · Founded 2022 · VC-backed

Products

• Banríon alternatives platform — Single marketplace and workflow platform giving independent advisors access to private credit, private equity, real assets and hedge strategies, with manager due diligence, operational workflows and portfolio construction in one experience.

Gaps: unique_ip, pricing_detail, funding_total_usd, employee_band

Runner-up category: advisor_platform — Banríon sells into the advisor tech stack and integrates with CRMs, Orion, Black Diamond, Addepar and Tamarac, but leads with alternatives access, so alt_investments is the primary code. HQ address conflicts between sources: the company site footer lists Wilmette, IL while CB Insights lists Glenview, IL; the company-official Wilmette address was preferred. Founded by Shana Orczyk Sissel (CEO); participated in Newchip's seed-stage accelerator in March 2023 and raised via SAFE, with Connetic Ventures named as an investor, but no disclosed total. Company/press-cited traction metrics are inconsistent across dates (over $20B advisor assets committed in earlier coverage vs 'over $70 billion in advisor AUM on platform and more than $300 million in deal flow facilitated' in the 2026 WealthTech100 release) — treated as company claims, not verified. The 2026 release describes the platform as 'AI-powered', which is marketing adjective only and was not coded as unique_ip. The corporate site is JS-rendered; product/solutions pages returned footer-only content to the fetcher, so no named sub-products could be confirmed and products was coded as a single undifferentiated platform.

Behavioural Finance

Behavioural Finance automates the end-to-end UK financial advice journey — from digital letter of authority through document extraction to a fully compliant suitability report ready for submission. It claims to cut manual suitability-letter drafting from hours to under three minutes while preserving regulatory accuracy.

behaviouralfinance.co.uk · Edinburgh, United Kingdom · Founded 2019 · 11-50 staff · VC-backed

Products

• Tweed.AI — Automated AI compliance tools for St. James's Place Partners, covering suitability letters, pension transfer reports and end-to-end advice workflows.
• Auto.SL — Automated suitability letter generation that cuts manual drafting from hours to under three minutes.
• Auto.End-to-End — Handles the full advice journey from digital letter of authority to final report.
• Auto.Extract — LLM-powered extraction turning unstructured provider documents into structured data for Auto.SL.
• Auto.CYC — Automated critical yield calculations run alongside Auto.SL for pension transfer advice.
• Digital.LOA — Digital letter of authority with automated chasing of providers.
• Wealth Personality — App-based financial psychometric test identifying a client's wealth personality and ESG profile.

Gaps: pricing_detail, funding_total_usd, last_round

Disambiguation: several unrelated firms trade under similar names (Oxford Risk, BhFS Behavioural Finance Solutions in Switzerland, behaviouralfi.com). The WealthTech100 entry is BEHAVIOURAL FINANCE LTD (SC643760), Edinburgh, trading its flagship product as Tweed.AI (tweedai.co.uk). Despite the name, the company is not a behavioural-science vendor — its lead product is advice-process compliance automation; the legacy Wealth Personality psychometric app is the only behavioural-finance product. Runner-up category: risk_compliance, since the core claim is regulatory suitability-report generation and validation. Spun out of Tweed Wealth Management, an operating SJP advice practice; the vendor is heavily concentrated on the St. James's Place Partnership, self-reporting use by 15% of Partner Practices, 1000+ platform users, 30k+ LOAs created in 2025 and £2.5bn FUM forecast to process in 2025. Company also operates a related brand, Ai Office (aioffice.co.uk). Employee_band and ownership are low-confidence inferences from qualitative descriptions, not filings.

CAIS

CAIS claims to democratize access to alternative investments for independent financial advisors, who have historically been shut out of the manager relationships available to large institutions. Its platform digitizes the full pre-trade, trade and post-trade lifecycle so advisors and asset managers can transact at scale through a single operating system.

caisgroup.com · New York, United States · Founded 2009 · 501-1000 staff · VC-backed

Products

• CAIS Marketplace — Turnkey alternatives menu giving advisors direct access to a broad selection of alternative investment funds.
• CAIS Solutions — Customizable trade and post-trade SaaS technology for wealth management firms to run alternatives operations in-house.
• CAIS IQ — Interactive learning experience that builds advisor knowledge and confidence in alternative investing.
• Structured Investments — Structured notes and investments designed around defined client objectives.
• CAISey — AI-powered conversational interface for discovering and evaluating alternative investment information.

Gaps: funding_total_usd

Runner-up category is advisor_platform — CAIS Solutions is sold as advisor/home-office SaaS infrastructure — but the company leads its positioning with alternative investments access, so alt_investments is the primary code. Two-sided marketplace: advisors on one side, alternative asset managers on the other. Scale claims as of the about page: 2,000+ wealth management firms, 62,000+ advisors, $7.5T end-client assets (note: end-client assets, NOT assets on the CAIS platform — do not read as AUA). Regulatory footprint includes CAIS Advisors, LLC, a registered investment adviser entity. Pricing coded aum_bps on the strength of the disclosed feeder-fund technology fee; CAIS Solutions is a SaaS product whose pricing is not published, so the true model is likely mixed (aum_bps + subscription_saas) — flagged for verify. funding_total_usd gapped deliberately: a $421m total appeared only in an aggregated search summary and could not be verified verbatim at Crunchbase (HTTP 403) or any citable primary source; the confirmed disclosed rounds are $50m (Eldridge, Nov 2020), $225m (Apollo/Motive, Jan 2022), $100m (Reverence, Apr 2022) and an undisclosed Hamilton Lane strategic investment (Jun 2022). unique_ip is coded as company claims, not verified IP — no patent filings were located.

Collation.AI

Collation.AI claims wealth managers lose time and money to data fragmented across portfolio, accounting, CRM and reporting systems, requiring manual downloading, checking and fixing. Its Agentic AI Bots aggregate and reconcile that data into a centralized warehouse layered on the client's existing tech stack, claiming savings of 15 hours per week and a 32% reduction in infrastructure costs without any change to incumbent systems.

collation.ai · Stamford, United States · VC-backed

Products

• Data Extraction Bot — Automates extraction of trapped data from CRMs, PDFs, portals and protected systems.
• Data Scrubbing Bot — Reconciles, cleanses and enforces data consistency across systems once data is collated.
• Centralized Data Warehouse Bot — Creates a single source of truth aggregating copies of data from the client's entire tech stack.
• Automated Workflows Bot — Intelligent workflow automation layered across the client's existing technology stack.
• Analytics Calculator Bot — Customizable financial calculations at scale, bolted onto the existing tech stack.
• AI Report Builder – Vibe Code — Builds custom reports from natural-language prompts instead of canned portal reports.

Gaps: founded_year, pricing_detail, funding_total_usd, last_round, employee_band

Roster slug is "Collation"; the company brands itself "Collation.AI" (legal entity Collation.AI, Inc.). Runner-up category is infrastructure_api — the company leads with "Compliant AI Infrastructure for Financial Services" and positions as a data-aggregation layer over an unchanged incumbent stack, but its marketed outputs (analytics, reporting, warehouse) sit closest to data_analytics. Spun out of Singapore-based WealthTech provider Canopy.Cloud via a management buyout of Canopy's US business, led by founder/CEO Tanmai Sharma (ex-Deutsche Bank MD). Funding, founded_year and employee_band gaps are due to Crunchbase (403), PitchBook and Tracxn being paywalled/rate-limited to direct fetch — search snippets suggested founded 2023, ~8 employees, and a $1m seed on 2025-02-28, but no verbatim quote could be retrieved from a fetchable source, so those values were left as gaps rather than cited without evidence. Pricing is stated only qualitatively ("Flat fee", "less than a quarter of a full-time hire", "$0 Proof Of Concept") with no published figures; pricing_model coded subscription_saas on the flat-fee language rather than undisclosed, but this is a low-certainty read and no /pricing page exists (404).

Doxim

Doxim claims to solve digitization, operational efficiency and customer experience problems for regulated financial institutions by replacing paper-based client communications with omnichannel, personalized delivery. It positions this as maximizing customer engagement and revenue while reducing costs.

doxim.com · Indianapolis, United States · Founded 2000 · 501-1000 staff · PE-backed

Products

• Doxim CCM — Omnichannel customer communications management platform spanning print and digital channels.
• Doxim Customer Engagement Management Platform — Platform covering loan origination, account opening and CRM.
• Doxim Payments — Payment processing, posting and reconciliation with a SaaS portal.
• Doxim ePresentment — Digital delivery and presentment of statements and regulated documents.
• Doxim Print & Mail — Personalized print communication production and mailing.
• Doxim Interactive Engagement — Interactive digital customer experience communications.

Gaps: pricing_detail, funding_total_usd, last_round

Runner-up category: infrastructure_api (Doxim sells document/communications infrastructure that plugs into core banking and wealth systems); investor_engagement chosen because the company leads with engagement outcomes. Doxim is a PE-owned incumbent (GI Partners majority since March 2018, prior owner Strattam Capital), so startup-shaped funding fields are not meaningful. HQ is ambiguous: 2018 trade press describes Doxim as Markham, Ontario-based, while the 2026 WealthTech100 press release carries an Indianapolis, IN dateline and the company site says only 'facilities throughout the United States and Canada' — coded to the more recent US dateline at low confidence. Doxim acquired Market Connections, Inc. (MCI), a customer communications and campaign management provider to wealth management firms. Sixth appearance on the WealthTech100 list. Doxim is a communications/engagement vendor serving wealth management rather than a pure wealth-management platform.

Not yet researched

These 90 companies are on the roster and queued. They are listed here so the set is visibly complete at 100 — an absent row would misrepresent the list.